FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Enduro Royalty Trust [ NDRO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/08/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Trust Units | 11/08/2011 | S | 13,200,000 | D | $22 | 19,800,000 | D(1) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. Enduro Resource Partners LLC directly owns the trust units of the Trust. All other reporting persons' ownership is indirect through Enduro Resource Partners LLC. |
Remarks: |
Exhibit List: Exhibit 99 - Joint Filer Information |
/s/ Enduro Resource Partners LLC By: Denese Alaniz, attorney-in-fact | 11/09/2011 | |
/s/ Enduro Resource Holdings LLC By: Denese Alaniz, attorney-in-fact | 11/09/2011 | |
/s/ R/C Energy GP IV, LLC By: Denese Alaniz, attorney-in-fact | 11/09/2011 | |
/s/ Riverstone/Carlyle Energy Partners IV, L.P. By: Denese Alaniz, attorney-in-fact | 11/09/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Date of Event Requiring Statement: |
November 8, 2011 | |
Issuer Name and Ticker or Trading Symbol: |
Enduro Royalty Trust [NDRO] | |
Designated Filer:
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Enduro Resource Partners LLC | |
Other Joint Filers:
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Enduro Resource Holdings LLC R/C IV Enduro Holdings, L.P. R/C Energy GP IV, LLC Riverstone/Carlyle Energy Partners IV, L.P. |
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Addresses:
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The principal business address of each of Enduro Resource Partners LLC and Enduro Resource Holdings LLC is 777 Main Street, Suite 800, Fort Worth, Texas 76102. | |
The principal business address of each of R/C IV Enduro Holdings, L.P., R/C Energy GP IV, LLC and Riverstone/Carlyle Energy Partners IV, L.P. is c/o Riverstone Holdings LLC, 712 Fifth Avenue, 51st Floor, New York, New York 10019. | ||
Signatures: |
Enduro Resource Partners LLC |
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By: | /s/ Denese Alaniz | |||
Name: | Denese Alaniz | |||
Title: | attorney-in-fact | |||
Enduro Resource Holdings LLC |
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By: | /s/ Denese Alaniz | |||
Name: | Denese Alaniz | |||
Title: | attorney-in-fact |
R/C IV Enduro Holdings, L.P. |
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By: | Riverstone/Carlyle Energy Partners IV, L.P., | |||
its general partner | ||||
By: | R/C Energy GP IV, LLC, its general partner | |||
By: | /s/ Denese Alaniz | |||
Name: | Denese Alaniz | |||
Title: | attorney-in-fact | |||
Riverstone/Carlyle Energy Partners IV, L.P. |
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By: | R/C Energy GP IV, LLC, its general partner | |||
By: | /s/ Denese Alaniz | |||
Name: | Denese Alaniz | |||
Title: | attorney-in-fact | |||
R/C Energy GP IV, LLC |
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By: | /s/ Denese Alaniz | |||
Name: | Denese Alaniz | |||
Title: | attorney-in-fact | |||